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Case Study

Based on ethical standards for publication credit, diagnose the ethical issue in Dr. Smith's decision regarding authorship order and justify who should be listed as the principal author.

Case context: Dr. Smith, a faculty member, oversees a research lab. A doctoral student in the lab conceptualizes an experiment, collects all the data, and writes the manuscript, all of which are substantially based on the student's doctoral dissertation. Dr. Smith provides general supervision and minor edits to the manuscript. When preparing to submit the manuscript, Dr. Smith lists himself as the first (principal) author, citing his higher professional status as the laboratory director.

Question: Based on ethical standards for publication credit, diagnose the ethical issue in Dr. Smith's decision regarding authorship order and justify who should be listed as the principal author.

Sample answer: The ethical issue is that Dr. Smith is claiming first authorship based on his professional status rather than his actual contribution, which was minor compared to the student's work. According to ethical guidelines, authorship must accurately reflect the relative scientific contribution regardless of relative status. Because the article is substantially based on the student's doctoral dissertation and the student conducted the majority of the research, it is unethical for the faculty member to be first author; the student must be listed as the principal author.

Key points:

  • Authorship order must reflect actual scientific contribution, not professional status.
  • It is unethical for a faculty member to take first authorship on research largely conducted by a student.
  • A student must be listed as principal author on a multiple-authored article substantially based on their doctoral dissertation.
  • Dr. Smith's contribution was minor compared to the student's contribution.

Rubric: The response must identify that taking first authorship based on professional status rather than actual contribution is unethical. It must explicitly state that the student should be the principal author because the research is based on their dissertation and they made the most substantial contribution.

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Updated 2026-05-27

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Research Methods in Psychology - 4th American Edition @ KPU

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