As an individual continues through stage 1 sleep, theta wave activity increases. Theta waves are even lower in frequency (4–7 Hz) and higher in amplitude than alpha waves.

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Stage 1 sleep marks the transition from wakefulness to sleep and is characterized by a shift in brainwave patterns from alpha waves to theta waves. During this initial, light phase of NREM sleep, physiological processes like respiration and heart rate begin to slow, accompanied by a decrease in muscle tension and core body temperature. Individuals in this stage can be easily awakened.

Stage 1 Sleep

Spielman, R. M., Jenkins, W. J., & Lovett, M. D. (2020, April 22). Psychology (2nd ed.). OpenStax. https://openstax.org/books/psychology-2e/pages/1-introduction

OpenStax Psychology (2nd ed.) Textbook

Alpha waves are a type of brainwave produced during the early part of Stage 1 sleep. These electrical activity patterns, with a frequency of 8–12 Hz, are also seen in individuals who are relaxed but awake. Compared to beta waves, alpha waves are more synchronized (less variable), have a lower frequency, and a higher amplitude.

Alpha Waves

Theta waves are brainwaves that become more prominent as Stage 1 sleep progresses. They are characterized by a lower frequency (4–7 Hz) and a higher amplitude when compared to the alpha waves that precede them in this stage.

Theta Waves

Based on the observations in the following scenario, what specific state of consciousness is the participant most likely in? Explain your reasoning by connecting at least two distinct observations from the case study to the characteristics of this state.

Interpreting Sleep Study Data

A student is observed dozing off in a quiet library. Their breathing has become slower and more regular. When a book is gently closed nearby, they startle and wake up immediately, insisting they were 'just resting their eyes' and not truly asleep. Based on these observations, which of the following best explains the student's state?

The early portion of stage 1 sleep produces alpha waves. These electrical wave patterns are relatively lower in frequency (8–12 Hz) and higher in amplitude than beta waves. They resemble the brain activity of someone who is very relaxed but awake, with synchronized and low-variability patterns.

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